Sebi warns investors about stock ‘games’, virtual trades, Legal News, ET LegalWorld
Markets regulator Sebi on Monday issued a warning to investors – its third this year – about unauthorised entities trying to engage investors through platforms and apps that could lead to losses. The proliferation of financial frauds is prompting Sebi to issue frequent advisories and warnings to investors. The advisory said that some apps/web applications/ […]
Sebi levies Rs 15 lakh fine on 3 entities for indulging in non-genuine trades, ET LegalWorld
Sebi on Thursday levied fines totalling Rs 15 lakh on three entities for indulging in non-genuine trades in the illiquid stock options segment on the BSE. In three separate orders, the markets watchdog imposed a penalty of Rs 5 lakh each on Brindawan Pandey, Gothi HUF Shavji Raja and Saurabh Khetan. The orders came after […]
Sebi imposes Rs 20 lakh fine on 4 entities for non-genuine trades, ET LegalWorld
Capital markets regulator Sebi on Thursday slapped penalties totalling Rs 20 lakh on four entities for indulging in non-genuine trades in illiquid stock options segment on the BSE. In four separate orders, the regulator imposed a fine of Rs 5 lakh each on Preview Vinimay Pvt Ltd, Paramjyoti Tradelinks, Siddharth Kalani, and Anil Kumar Banka. […]
Sebi slaps Rs 40 lakh fine on 8 entities for non-genuine trades, ET LegalWorld
Sebi on Monday slapped penalties totalling Rs 40 lakh on eight entities for indulging in non-genuine trades in illiquid stock options segment on the BSE. In eight separate orders, the regulator imposed a fine of Rs 5 lakh each on Yogesh Goyal HUF, Manju Devi Poddar, Navjeet Singh Malhotra, Narendra Kumar Maheshwari, Sandip Agarwal, CHP […]
F&O trades, MF lite to be in focus, Legal News, ET LegalWorld
F&O trades and mutual funds are reportedly the focal point of the Securities and Exchange Board of India (SEBI) board meeting being held on Monday. According to reports, the markets regulator may approve tighter curbs on F&O trading due to the immense losses faced by individual traders. Additionally, the board may discuss the introduction of […]